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Employer Ref: ASA/BM/090621RE/78
Recruit Ref: L0402261491
Posting Date: 2021-06-09
Everbright Sun Hung Kai Company Limited
Everbright Sun Hung Kai Company Limited

At Everbright Sun Hung Kai, we serve with professional integrity. More than a claim, this describes the way we do business. A subsidiary of Everbright Securities Company Limited (SSE: 601788, HKEX: 6178), with Sun Hung Kai & Co Limited (HKEX: 86) as its substantial shareholder, Everbright Sun Hung Kai offers a full-fledged financial platform that provides excellent cross-border and world-class financial products, and superior solutions for our clients. As one of the leading financial institutions with a solid foundation and history of excellence since 1969, Everbright Sun Hung Kai operates four core businesses, Wealth Management and Brokerage, Corporate Finance and Capital Markets, Asset Management, and Investment and Financing, serving individual, corporate and institutional clients in Hong Kong, Macau, Mainland China and the U.K.

Our all rounded product and service suite, and our solid track record of delivering a steady return on equity while being committed to staff development, present enormous prospects for talents.

Now an exciting opportunity has arisen for a high-calibre professional to join our dynamic team for a rewarding career:

Associate / Senior Associate, Business Management (Business control & transaction surveillance)

Ref: ASA/BM/090621RE/78

Responsibilities

  • Support ongoing transaction surveillance tasks to detect potential regulatory and internal policy violations, ensure the update of transactional surveillance workflow policy and procedure in accordance with regulatory and internal requirements
  • Collaborate with Product team on annual due diligence for over-the-counter (OTC) products, contribute to process automation, improvement projects to strengthen process control and efficiency
  • Assist in operational risk review projects to analyse the relevant operational risks, conduct gap analysis between internal standard and practice, complete assessment and collaborate with front to back office departments to identify possible solution to mitigate the risk
  • Participate in project development and user acceptance testing of new business initiatives e.g. Customer Experience, Data Visualization as needed

Requirements

  • Degree holder in Business Administration, Business Management, Risk Management, Finance or related discipline
  • Minimum 2 years’ of relevant experience in financial services industry, with exposure to risk control, business analysis, compliance or project management a definite advantage
  • Good exposure to wealth management & brokerage business is a plus
  • Strong business sense, analytical mindset and problem solving skills
  • Good interpersonal and communication skills, able to work independently
  • Proficiency in MS Office applications
  • Good command of both written and spoken English and Chinese. Fluency in Putonghua an advantage

We offer a competitive remuneration package to the right candidate. If you are interested in the post, please send your resume together with your present and expected salaries by clicking hr@ebshk.com.

For more information about Everbright Sun Hung Kai Company Limited, please visit www.ebshk.com.

We are an equal opportunity employer and welcome applications from all qualified candidates. All applications will be treated in the strictest confidence. Personal data provided will be used for recruitment purposes only. The job applicant will assume all or any risks arising out of or in connection with the job application transmission process prior to our actual receipt of the same including but not limited to accidental or unauthorized loss or disclosure of personal information, to which we will not be responsible in any way.

Under the Personal Data (Privacy) Ordinance, you may request access to, and / or correction of your personal data in relation to your application. If you wish to do so, please email to us.


Summary
Industry:
Banking / Finance / Securities / Investments 
Job Position Level:
General 
Employment Term:
Full Time / Permanent 
Min. Edu. Level Req:
Bachelor 
Total Working Exp:
2 
Salary(HKD):
--
Location:
Wanchai District / Causeway Bay
Benefits:
  • Dental Insurance
  • Five-Day Work
  • Life Insurance
  • Medical Insurance
  • Performance Bonus
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