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Recruit Ref: L05465211
Posting Date: 2022-08-01
Futu Securities International (HONG KONG) Limited
Compliance Officer / Senior Compliance Officer (AML)

Responsibilities:

  • Provide compliance advice and support business initiatives
  • Ensure AML compliance level with local rules and regulations as well as keeping abreast of company policies
  • To plan, execute and manage AML related projects
  • Manage relationship with the relevant Exchanges and Regulators, handle regulatory reporting, inquiries and inspections
  • Deliver in-house compliance training
  • Handle day-to-day AML compliance related matters, e.g. providing AML compliance advisory to business units/operation, conducting AML/KYC checking, handling AML monitoring and trade surveillance and STR reporting 

Requirements:

  • Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
  • Minimum 3 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
  • Professional qualification on AML such as ACAMS, AAMLP is an advantage
  • Good understanding of AML laws and regulations, SFC codes and regulatory requirements
  • Self-motivated, independent, able to communicate effectively at all levels
  • Strong communication and analytical skills as well as high degree of professional maturity
  • Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus

Interested parties please send your resume with expected salary to berrylai@futuhk.com .


Summary
Industry:
Banking / Finance / Securities / Investments 
Job Position Level:
Middle 
Employment Term:
Full Time 
Min. Edu. Level Req:
Bachelor 
Minimum QF Level attained:
-- 
Total Working Exp:
3 or above 
Salary(HKD):
--
Benefits:
--
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