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Recruit Ref: L050324101
Posting Date: 2021-09-08
INSPIRE SOLUTIONS LIMITED
INSPIRE SOLUTIONS LIMITED

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Above and beyond the assignment itself, we build long term relationships as your partner, and add values that help organizations and individuals grow.


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Compliance Manager (Insurance Broker)

Responsibilities

  • Conduct investigation on customer complaints/ mis-conduct/ violation of applicable law/ regulations;
  • Liaise with regulators, and prepare compliance/ risk reports and relevant correspondences;
  • Perform the duties and responsibilities of the compliance function pertaining to insurance broker business;
  • Provide advisory services to business on compliance related matters and offer best practice solution;
  • Monitor and review internal control to ensure compliance with regulatory requirements pertaining to insurance broker business;
  • Review sales process, marketing/ training/ other relevant documentation/ materials from compliance perspective;
  • Conduct AML/ CRS/ FATCA related review and/or investigation;

 

Requirements

  • Degree holder
  • 8+ years' of relevant experience in insurance brokerage
  • Strong communication skills, capable to take lead and manage various stakeholders;
  • Good report writing and presentation skills;
  • Familiar with the insurance regulatory requirements;
  • Digital related experience would be an advantage

Summary
Industry:
Banking / Finance / Securities / Investments 
Job Position Level:
Middle 
Employment Term:
Full Time 
Min. Edu. Level Req:
-- 
Total Working Exp:
-- 
Salary(HKD):
-- (Monthly)
Location:
Eastern District
Benefits:
--
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