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Recruit Ref: L050324224
Posting Date: 2022-09-29
INSPIRE SOLUTIONS LIMITED
INSPIRE SOLUTIONS LIMITED

We are a team of experienced recruitment agents who work with our genuine hearts to inspire and help anyone who crosses our path.​

In addition to our pool of candidates and job openings, we believe that every case begins with a solid understanding on each candidate's personal background and even the tiniest job specifics — as the foundation of a truly inspired referral.

Above and beyond the assignment itself, we build long term relationships as your partner, and add values that help organizations and individuals grow.


We are here to make recruitment better.

Better for our clients and our candidates.

Senior Compliance Officer (Securities 1246)

Responsibilities:

  • Develop and conduct compliance monitoring program and performs internal ad hoc investigation
  • Oversee and monitor CDD, AML and KYC functions
  • Develop, update and review policies, procedures and guidelines from the compliance perspective and circulates to staff for compliance purpose
  • Handle enquiries from regulators and external parties
  • Develop training materials and coordinates compliance / AML trainings
  • Handle ad hoc tasks as assigned

 Requirements:

  • Degree holder in finance, accounting, law or related disciplines
  • Minimum 3 years of relevant experience working in securities broker firm
  • Sound knowledge of the SFO and other relevant codes and regulations as well as rules and regulations of IA and MPFA
  • Good knowledge in AML / KYC and back / middle office operation is preferential
  • Fluent in English and Chinese (Proficiency in Mandarin will be an advantage)
  • Good team player and self-motivated with strong sense of responsibility, organizational and problem solving skills

Summary
Industry:
Banking / Finance / Securities / Investments 
Job Position Level:
Middle 
Employment Term:
-- 
Min. Edu. Level Req:
-- 
Minimum QF Level attained:
-- 
Total Working Exp:
-- 
Salary(HKD):
-- (Monthly)
Location:
Central & Western District
Benefits:
--
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