Recruit Ref: L059474416
Posting Date: 2025-01-22
Lewis Sanders Limited
Lewis Sanders Limited
Compliance Analyst, Leading Law Firm

Responsibilities:

  • Reporting into the Regional Compliance Lead
  • Perform AML and client due diligence for new clients and matters across APAC offices 
  • Draft and document risk assessments for new clients and matters, ensuring timely entry into the firm’s AML platform and notifying the responsible partner when required.
  • Track new matter openings in the firm’s file opening platform, following up with partners and lawyers to ensure all necessary AML documents and information are collected promptly.
  • Manage the daily monitoring of existing clients, updating and reviewing their due diligence documentation as part of the firm’s ongoing compliance framework.
  • Conduct AML checks for third-party payers, drafting risk assessments in accordance with the firm’s AML policies for proposed payment arrangements.
  • Handle AML-related queries from stakeholders within the firm, assist in AML training implementation, and contribute to special projects and the enhancement of AML controls and procedures.

Requirements:

  • Bachelor’s degree in finance, law, business, or a related field; relevant certifications in AML or compliance are a plus.
  • Experience in AML compliance, client due diligence or client onboarding etc 
  • Knowledge on AML regulations, KYC requirements, and related compliance obligations in Hong Kong and other relevant jurisdictions would be an advantage
  • Eager to learn, self motivated individual will be suitable 
  • Strong verbal and written communication skills, with the ability to effectively interact with stakeholders at all levels and deliver training as needed

Summary
Industry:
Employment Agency 
Job Category / Function:
Job Position Level:
Middle 
Employment Term:
Full Time / Permanent 
Min. Edu. Level Req:
Bachelor 
Minimum QF Level attained:
-- 
Total Working Exp:
-- 
Salary(HKD):
-- (Monthly)
Location:
Hong Kong
Benefits:
--
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