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Prowess Recruitment Consulting Limited

Policy Compliance Senior Officer / Officer

Recruit Ref: L05432589

Our client is an Asia Loan Institutions Company and seeking for a Senior Officer and Officer to join their Hong Kong Compliance team.

Main Responsibilities :-

  • Handling compliance monitoring program on the Company’s various activities, products and workflows to ensure compliance with internal policies, applicable laws and regulations.
  • Prepare and review policies and procedures to address the relevant legislation and regulation changes.
  • To review and conduct on-site compliance / operational risk checking on local branches and other departments.
  • Prepare the monthly compliance and operational risk reports and assist in other ad-hoc projects as assigned.

Requirements :-

  • University degree holder in Finance, Business Administration, Law or related disciplines
  • 3-8 years of compliance or relevant experience gained from financial institution is an advantage.
  • Knowledge of compliance and regulatory requirements in insurance/ securities /consumer finance industry.
  • Proficient in MS Office Applications and Chinese word processing
  • Proficient in both spoken and written English and Chinese
  • University graduate in related disciplines of less experience will also be considered as Officer.


Remarks :

For interested candidates, please submit your full resume with expected salary in MS Word format to us through the above email.

Tel : 852 - 2838 9621

Summary is an online recruitment network that provides job-hunters with effective job search solutions. Click our banking & finance job category for banking job postings in financial planning, research and analysis. Other recruitment openings are available like IT, engineering, design, health and beauty, and government jobs. Employment terms including contract, part-time, temporary can be found in .
Keywords: finance,secretary,executive,loan,administrative

About Prowess Recruitment Consulting Limited

Prowess Recruitment Consulting Limited is a fast growing company and committed to providing recruitment executive research services. To effectively serve clients and candidates, as well as recruiting in specialty markets such as banking services, financial & investment industries, retail services, telecommunications, food service, consumer products and the industrial, medical and service sectors, while maintaining a strong executive recruiting presence in traditional markets such as logistics, human resources and construction. 

Our executive recruitment consultants use their extensive industry knowledge and experience to do more than publicize job openings. We search for and locate the right candidates for our clients and work as consultants throughout the hiring process. 


Tel : 852 - 2838 9621

Company Industry

Employment Agency


  • Bank Holiday
  • Dental Insurance
  • Double Pay
  • Five-Day Work
  • Life Insurance
  • Marriage Leave
  • Medical Insurance
  • On-the-job training
  • Overtime Pay
  • Paternity Leave
  • Performance Bonus
  • Promotion
  • Year end bonus
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