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Recruit Ref: L050324173
Posting Date: 2022-06-17

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RA Type 6 Compliance Officer / Senior Officer

Assist the head of the Compliance Department to:

  • Ensure the Group’s compliance policies are properly developed, monitored & complied with relevant rules and regulations, particularly in respect of type 6 regulated activities under the SFO
  • Handle enquiries from regulators
  • Monitor the Group’s internal control system



  •         Degree holders in Accounting, Law or Finance or related disciplines
  •         Minimum 2-3 years solid working experience
  •         Good knowledge in SFO, Listing Rules, Takeovers Code, relevant codes & regulations is preferred
  •         Good command of both written and spoken English and Chinese

Banking / Finance / Securities / Investments 
Job Category / Function:
Job Position Level:
Employment Term:
Full Time 
Min. Edu. Level Req:
Minimum QF Level attained:
Total Working Exp:
-- (Monthly)
Central & Western District
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