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Recruit Ref: L050324174
Posting Date: 2022-06-27
INSPIRE SOLUTIONS LIMITED
INSPIRE SOLUTIONS LIMITED

We are a team of experienced recruitment agents who work with our genuine hearts to inspire and help anyone who crosses our path.​

In addition to our pool of candidates and job openings, we believe that every case begins with a solid understanding on each candidate's personal background and even the tiniest job specifics — as the foundation of a truly inspired referral.

Above and beyond the assignment itself, we build long term relationships as your partner, and add values that help organizations and individuals grow.


We are here to make recruitment better.

Better for our clients and our candidates.

Assistant Manager, Compliance

Responsibilities:

  • Establish, implement and monitor compliance policies, procedures and standards of Hong Kong operations
  • Provides consultation to local, overseas and China offices on SFO regulatory and compliance issues
  • Ensure that daily operations comply with Hong Kong SFC and/or other regulatory requirements in different markets
  • Handle enquiries from regulators
  • Perform and review regular compliance checking
  • Organize/provide CPT training to SFC license holders
  • Assist Department Head to supervise team members

Requirements:

  • Degree holder in Law, Finance, Accounting, Business or related discipline(s).
  • Minimum 5 years' solid relevant experience in securities brokerage firm or fund house or investment bank or sizable financial institutions
  • Familiar with SFO and HKEX rules in securities, futures and corporate finance as well as the operations, products and services in licensed corporations.
  • A good team player, quick learner, self-motivated, strong sense of responsibility and discipline with good communication skills
  • Good command of written and spoken English and Mandarin

Summary
Industry:
Banking / Finance / Securities / Investments 
Job Position Level:
Middle 
Employment Term:
Full Time 
Min. Edu. Level Req:
-- 
Minimum QF Level attained:
-- 
Total Working Exp:
-- 
Salary(HKD):
-- (Monthly)
Location:
Central & Western District
Benefits:
--
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